FCA Non-Financial Misconduct Compliance Checklist

From 1 September 2026, the FCA’s Code of Conduct will extend to cover Non-Financial Misconduct (NFM). This means all FCA-regulated firms must treat serious bullying, harassment, sexual misconduct and other poor behaviour as regulatory misconduct. Download our action plan to:

• Understand what the new FCA Non-Financial Misconduct rules mean for your firm
• Identify the immediate actions required ahead of September 2026
• Reduce regulatory, reputational and conduct risk
• Prepare your board, HR and compliance teams for the changes

Visit our FCA Non-Financial Misconduct Compliance Hub for further insights and preparation tools.